Preview Mode Links will not work in preview mode

Money with Friends

Feb 17, 2020

On the heels of a spike in brokers gaming the system to expunge complaints on their BrokerCheck record, FINRA is contemplating changing the process to make it more difficult. But should brokers be able to wipe clean records of complaints against them at all? Bobbi and Joe will explain the process and the problem while diving into a recent Investment News piece.